Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cesar? Claim Your ProfileCesar Aran Ortiz is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Cesar has been in the financial services industry since 1994. Cesar is registered with FINRA and holds the Series 7, Series 9, Series 10, Series 3, Series 63, Series 65 and Series 66 licenses. Cesar is also registered with the state of Florida and Texas as a registered investment advisor representative. Prior to joining Wells Fargo Advisors Financial Network, LLC, Cesar worked at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
11/21/2024 - Present
Wells Fargo Advisors Financial Network, LLC (NAPLES FL)
FL
09/30/2010 - 03/25/2022
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
PR
09/30/2010 - 08/29/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
11/20/2009 - 10/01/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GUAYNABO PR)
PR
10/19/1994 - 09/05/2008
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
NJ
11/13/1993 - 09/05/2008
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PR
04/14/1993 - 09/23/1993
FIRST BOSTON (PUERTO RICO), INC. (SAN JUAN PR)
NY
11/03/1992 - 09/23/1993
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BOTH
Issued 02/17/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/07/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2017
Series 3 - National Commodity Futures Examination
BC
Issued 11/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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