Unclaimed
Cesar A. Cortes is an Investment Advisor Representative at Pruco Securities, LLC. Cesar has been in the securities industry since 2008 and has been registered with Pruco Securities, LLC since 2020. Cesar has passed the Series 6, 63, and 65 exams. Cesar also has experience with Western International Securities, Inc. and MetLife Securities Inc. Cesar is registered to provide investment advice in Connecticut and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CT
11/13/2020 - Present
Pruco Securities, LLC (Shelton CT)
CT
02/05/2013 - 11/13/2020
WESTERN INTERNATIONAL SECURITIES, INC. (Shelton CT)
CT
12/24/2008 - 02/05/2013
METLIFE SECURITIES INC. (SHELTON CT)
IA
Issued 11/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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