Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Celeste? Claim Your ProfileCeleste Beatrice Barham is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Celeste has been in the industry since June 19, 1995 and is licensed in several states. Celeste has experience working with high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, pension and profit-sharing plans, charitable organizations, insurance companies, and banking or thrift institutions. Prior to joining Wells Fargo, Celeste was employed by A. G. EDWARDS & SONS, INC. and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (NEW HAVEN CT)
CT
04/11/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HAMDEN CT)
NY
06/20/1995 - 04/12/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 06/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Celeste Barham is the right advisor for you? Invested Better is here to help.
