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Celeste Alejandra Diaz

Fidelity Brokerage Services LLC

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About Celeste Alejandra Diaz

Celeste Alejandra Diaz is a financial advisor with Fidelity Brokerage Services LLC. Celeste has been in the industry since February 12, 2023. Celeste has a Series 63, Series 7TO, and SIE licenses. Celeste is registered in Arizona, California, Nevada, Texas, and Utah. Celeste is located in Woodland Hills, California.

Firm Information

Celeste Diaz is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Celeste Diaz’s Registration & Firm History

CA

02/13/2023 - Present

Fidelity Brokerage Services LLC (WOODLAND HILLS CA)

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Licenses & Designations

BC

Issued 03/27/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/20/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Celeste Alejandra Diaz.
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