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Celes Agatha Walters

Aegis Capital Corp.

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About Celes Agatha Walters

Celes Agatha Walters is a securities professional with over 10 years of experience in the financial services industry. Celes is currently registered with Aegis Capital Corp. in New York, NY. Previously, Celes was also registered with Aegis Capital Corp. in New York, NY, Laidlaw & Company (UK) LTD. in New York, NY, MCBARRON CAPITAL LLC in New York, NY, and Andrew Garrett Inc. in New York, NY. Celes holds Series 63, SIE and Series 7 licenses. Celes specializes in providing financial planning, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.

Firm Information

Celes Walters is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Celes Walters’s Registration & Firm History

NY

05/14/2020 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

10/21/2016 - 03/27/2020

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

01/04/2016 - 09/16/2016

LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)

NY

11/09/2010 - 02/04/2016

MCBARRON CAPITAL LLC (NEW YORK NY)

NY

12/09/2009 - 10/27/2010

ANDREW GARRETT INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/25/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Celes Agatha Walters.
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