Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cedric? Claim Your ProfileCedric Mak is a registered representative with Piper Sandler & Co., a firm specializing in providing investment banking and capital markets services. Cedric Mak is active in the securities industry since September 20, 2017. Cedric Mak has been registered with Piper Sandler & Co. since April 25, 2022, and holds Series 79, Series 63, and Series SIE licenses. Prior to joining Piper Sandler & Co., Cedric Mak was associated with UBS Securities LLC. Cedric Mak is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/25/2022 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
04/07/2014 - 11/08/2018
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 06/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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