Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cedric? Claim Your ProfileCedric Joins is a financial advisor with over 20 years of experience in the financial services industry. Cedric currently works at Nylife Securities LLC and is registered with FINRA as a general securities representative. Cedric is also registered with the states of California, Georgia, Hawaii, Ohio, South Carolina and Texas. Cedric holds a Series 6, 7, 31, 63 and Series 65 license. Prior to joining Nylife Securities LLC, Cedric worked at Citigroup Investment Services and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/13/2014 - Present
Nylife Securities LLC (LOS ANGELES CA)
NY
02/06/2003 - 03/01/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
12/19/1995 - 11/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 12/01/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/15/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 12/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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