Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cecily? Claim Your ProfileCecily Dcruz is a financial advisor in Merrillville, Indiana, with over 25 years of experience in the industry. Cecily is currently registered with Wells Fargo Clearing Services, LLC and holds Series 63, 66 and 7 licenses, as well as the Securities Industry Essentials (SIE) exam. Cecily is a registered Investment Advisor Representative in Indiana. Prior to working with Wells Fargo Clearing Services, LLC, Cecily worked at A. G. Edwards & Sons, Inc. and Montano Securities Corporation. Cecily Dcruz specializes in portfolio management for individuals, portfolio management for businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (MERRILLVILLE IN)
IN
03/05/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MERRILLVILLE IN)
CA
07/26/1994 - 12/15/1994
MONTANO SECURITIES CORPORATION (ORANGE CA)
BOTH
Issued 09/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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