Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cecilia? Claim Your ProfileCecilia Pik chi Kim is a registered representative with Newmark Securities, LLC. Cecilia has been in the securities industry since 2016. Cecilia has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Cecilia has previously worked with Aqua Securities L.P., Sunrise Brokers LLC, and CFWP Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/25/2022 - Present
Newmark Securities, LLC (NEW YORK NY)
NY
05/14/2018 - 09/19/2022
AQUA SECURITIES L.P. (NEW YORK NY)
NY
05/14/2018 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
NY
05/14/2018 - 05/27/2020
CFWP SECURITIES, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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