Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cecilia? Claim Your ProfileCecilia Ortiz-santos is a financial advisor who has been active in the financial industry since January 2019. Currently, Cecilia Ortiz-santos is registered with Fidelity Personal And Workplace Advisors in Westlake, TX. Previously, Cecilia Ortiz-santos was registered with Wells Fargo Clearing Services, LLC in Grand Prairie, TX. Cecilia Ortiz-santos has a variety of licenses and certifications including Series 63, Series 65, Series 7, Series 6 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/17/2021 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
TX
12/21/2018 - 04/15/2021
WELLS FARGO CLEARING SERVICES, LLC (GRAND PRAIRIE TX)
IA
Issued 01/29/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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