Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cecilia? Claim Your ProfileCecilia Geraghty is a financial advisor with over 35 years of experience in the financial services industry. Currently, Cecilia is a registered representative with RBC Capital Markets, LLC in Conshohocken, PA, and is part of their team since March 2002. Prior to RBC Capital Markets, LLC, Cecilia worked for several other financial institutions, including Tucker Anthony Incorporated, First Union Securities, Inc., First Union Capital Markets Corp. and Butcher & Singer Inc. Cecilia holds Series 7 and Series 63 licenses and has expertise in providing financial planning, portfolio management and investment advice. Cecilia focuses on serving a variety of clients, including individuals, businesses, corporations, charitable organizations, pension and profit sharing plans, insurance companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/09/2002 - Present
RBC Capital Markets, LLC (CONSHOHOCKEN PA)
MA
06/26/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MO
10/01/1999 - 06/27/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/01/1991 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
09/19/1989 - 01/01/1991
BUTCHER & SINGER INC.
CT
03/23/1989 - 09/19/1989
ADVEST, INC. (HARTFORD CT)
NA
11/04/1986 - 03/23/1989
WHEAT, FIRST SECURITIES, INC.
NA
01/25/1984 - 11/14/1986
ADVEST, INC.
BC
Issued 02/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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