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Cecile Minh Nguyen

Valic Financial Advisors, Inc.

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About Cecile Minh Nguyen

Cecile Nguyen is a financial advisor with Valic Financial Advisors, Inc. with over 23 years of experience in the financial services industry. Cecile has a Series 63, Series 65 and Series 7 license as well as the SIE exam. Cecile is registered to provide investment advice in California, Ohio, Oregon and Washington. Cecile was previously registered with ING Financial Partners, Inc., ING Financial Advisers, LLC, Fidelity Brokerage Services LLC and Alpen Securities, Inc. Cecile specializes in providing financial planning, portfolio management for individuals and selection of other advisors.

Firm Information

Cecile Nguyen is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cecile Nguyen’s Registration & Firm History

OR

09/05/2013 - Present

Valic Financial Advisors, Inc. (PORTLAND OR)

OR

01/03/2011 - 12/10/2012

ING FINANCIAL PARTNERS, INC. (PORTLAND OR)

OR

09/14/2006 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (PORTLAND OR)

RI

04/23/2003 - 06/14/2006

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

OR

01/21/1999 - 07/16/2003

ALPEN SECURITIES, INC. (ALOHA OR)

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Licenses & Designations

IA

Issued 05/18/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/04/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cecile Minh Nguyen.
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