Unclaimed
Cecile Vogler is an active registered investment advisor representative with Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.. Cecile has been working in the financial services industry since August 12, 1993. Cecile's registration with FINRA covers Florida, Georgia, Indiana, Kentucky, North Carolina, Ohio and West Virginia. Cecile holds the Series 63, Series 7 and SIE licenses. Cecile also provides advisory services for clients in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
09/08/2008 - Present
Cambridge Investment Research, Inc. (Loveland OH)
OH
07/25/1997 - 09/08/2008
SIGMA FINANCIAL CORPORATION (BLUE ASH OH)
FL
08/13/1993 - 07/28/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
BC
Issued 10/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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