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Cecile Isidro Rodriguez

Cetera Investment Services LLC

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About Cecile Isidro Rodriguez

Cecile Isidro Rodriguez is a financial professional with over a decade of experience in the industry. Rodriguez has held positions with several firms including Cetera Investment Services LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Advisor Networks LLC. Rodriguez is a registered representative with Cetera Investment Services LLC. Rodriguez is also licensed to conduct investment advisory services. Currently, Rodriguez is located in El Segundo, CA and has offices at 2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245.

Firm Information

Cecile Rodriguez is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cecile Rodriguez’s Registration & Firm History

CA

06/15/2016 - Present

Cetera Investment Services LLC (EL SEGUNDO CA)

CA

06/15/2016 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CA

07/08/2015 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)

CA

07/08/2015 - 11/02/2017

GIRARD SECURITIES, INC. (EL SEGUNDO CA)

CA

07/08/2015 - 11/09/2016

INVESTORS CAPITAL CORP. (EL SEGUNDO CA)

CA

07/08/2015 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (el segundo CA)

CA

07/08/2015 - 12/23/2015

J.P. TURNER & COMPANY, L.L.C. (El Segundo CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cecile Isidro Rodriguez.
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