Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cecil? Claim Your ProfileCecil Royceford Brown is a Los Angeles-based financial advisor registered with FINRA and the state of California. Cecil has been in the financial services industry for over 20 years and currently works at Loop Capital Markets LLC, a firm that provides equity research services and transition management services to institutional clients. Previously, Cecil worked for Evercore Group L.L.C. in New York, and before that, for Bear, Stearns & Co. Inc., also in New York. Cecil is a Series 63, Series 7, and SIE licensed financial professional. Cecil's expertise includes investment advice and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
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2
CA
05/10/2016 - Present
Loop Capital Markets LLC (Los Angeles CA)
NY
10/16/2008 - 02/25/2013
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
09/04/1997 - 06/10/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 09/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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