Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cecil? Claim Your ProfileCecil Roman Lopez is a financial professional with over 10 years of experience in the financial services industry. Cecil holds a Series 6, 63, and 26 license and is currently registered with Mutual Of America Securities LLC in Boca Raton, FL. Previously, Cecil has worked at EMPOWER FINANCIAL SERVICES, INC. and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/10/2024 - Present
Mutual OF America Securities LLC (Boca Raton FL)
FL
09/02/2014 - 09/29/2023
EMPOWER FINANCIAL SERVICES, INC. (Palm Beach Gardens FL)
CO
10/30/2012 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
BC
Issued 11/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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