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Cecil Eugene Noble

Regions Securities LLC

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About Cecil Eugene Noble

Cecil Eugene Noble is a financial advisor with Regions Securities LLC. Cecil has been in the financial services industry for over 10 years and has a broad range of experience. Cecil has been registered with FINRA since 2003 and has a Series 7, Series 79 and SIE license. Cecil holds a Series 63 license and is registered in 15 states. Cecil's previous employers include WELLS FARGO SECURITIES, LLC and WACHOVIA SECURITIES, LLC.

Firm Information

Cecil Noble is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cecil Noble’s Registration & Firm History

GA

05/09/2016 - Present

Regions Securities LLC (Atlanta GA)

NC

07/01/2003 - 12/01/2009

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

05/02/2003 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 02/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/30/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cecil Eugene Noble.
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