Unclaimed
Cecil Eugene Noble is a financial advisor with Regions Securities LLC. Cecil has been in the financial services industry for over 10 years and has a broad range of experience. Cecil has been registered with FINRA since 2003 and has a Series 7, Series 79 and SIE license. Cecil holds a Series 63 license and is registered in 15 states. Cecil's previous employers include WELLS FARGO SECURITIES, LLC and WACHOVIA SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
05/09/2016 - Present
Regions Securities LLC (Atlanta GA)
NC
07/01/2003 - 12/01/2009
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
05/02/2003 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 02/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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