Unclaimed
Cecil Edward Broughton is a financial advisor in BURBANK, CA with over 18 years of experience in the securities industry. Cecil is currently registered with PFS Investments Inc. and is licensed to offer investment advice and securities products in California and Wisconsin. Cecil has a strong background in investment company products and variable contracts, and holds the Series 6, Series 63, and SIE licenses. Cecil specializes in providing investment advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
04/29/2005 - Present
PFS Investments Inc. (BURBANK CA)
BC
Issued 12/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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