Unclaimed
Cecil Covington Pilson is an investment advisor representative with Capital Client Group, Inc. Cecil is licensed in several states including Indiana, Florida, Maryland, Michigan, Montana, Ohio, and Virginia. Cecil has been working in the financial industry since 2022 and holds a Series 7, 63, and 65 license. Cecil previously worked at W&S Brokerage Services, Inc. in Indianapolis, Indiana. Cecil is a graduate of Butler University and Mercyhurst University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
07/25/2024 - Present
Capital Client Group, Inc. (Carmel IN)
IN
11/22/2022 - 07/16/2024
W&S BROKERAGE SERVICES, INC. (Indianapolis IN)
IA
Issued 04/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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