Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cecil? Claim Your ProfileCecil Avis Staples is an investment advisor representative who has been in the industry since February 7, 1994. Cecil is registered with Avantax Advisory Services and has a branch office location in Dallas, Texas. Cecil has a strong background in financial services, including previous experience with Gunnallen Financial, Inc., Oxford Financial Group, Rushmore Securities Corporation, and Signal Securities, Inc. Cecil is licensed to provide financial services in Colorado, Louisiana, Oklahoma, Texas, and Utah. Cecil has a deep understanding of investment strategies and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
08/04/2009 - Present
Avantax Advisory Services (DALLAS TX)
TX
10/05/2004 - 08/20/2009
GUNNALLEN FINANCIAL, INC (PALESTINE TX)
TX
06/26/2001 - 07/14/2004
OXFORD FINANCIAL GROUP (HOUSTON TX)
TX
04/04/1994 - 07/02/2001
RUSHMORE SECURITIES CORPORATION (DALLAS TX)
TX
02/08/1994 - 04/12/1994
SIGNAL SECURITIES, INC. (FORT WORTH TX)
NA
03/02/1994 - 03/24/1994
RUSHMORE SECURITIES CORPORATION
BOTH
Issued 03/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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