Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cecil? Claim Your ProfileCecil Arthur Creasy has over 40 years of experience in the financial services industry. Cecil has been registered with the Securities and Exchange Commission as an investment advisor representative since 2013 and is currently employed with Capital Investment Advisory Services, LLC. Cecil holds a Series 63, Series 65, Series 3, Series 7 and SIE license and provides financial planning, portfolio management, and pension consulting services to individuals, businesses, and pension and profit-sharing plans. Cecil is also the owner and manager of Cape Fear Investment Group, LLC, a DBA name for his investment business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/10/2013 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
NC
03/13/2009 - 12/17/2009
RBC CAPITAL MARKETS CORPORATION (WILMINGTON NC)
NC
12/20/2002 - 03/13/2009
FERRIS, BAKER WATTS, LLC (WILMINGTON NC)
VA
05/05/1999 - 01/14/2003
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
08/31/1989 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NY
08/25/1989 - 09/23/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
07/22/1982 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
06/19/1980 - 07/29/1982
A. G. EDWARDS & SONS, INC.
NA
06/24/1976 - 07/13/1980
SADE & CO.
IA
Issued 12/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1987
Series 3 - National Commodity Futures Examination
BC
Issued 12/03/1984
PC - AMEX Put and Call Exam
BC
Issued 06/19/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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