Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cecil? Claim Your ProfileCecil Anthony Shepherd is an active Broker-Dealer and Investment Advisor Representative, registered in 53 states. Cecil has been in the industry since September 17, 2003, and currently works for J.p. Morgan Securities LLC. Cecil has a broad range of experience, having worked for a variety of firms, including J.P. MORGAN CLEARING CORP., J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., Chase Investment Services Corp., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Cecil holds Series 7, 3, 31, 99TO, SIE, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/11/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
07/14/2014 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
03/05/2013 - 01/16/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
10/01/2012 - 03/04/2013
J.P. MORGAN SECURITIES LLC (LARCHMONT NY)
NY
11/29/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LARCHMONT NY)
NY
06/01/2009 - 05/26/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
09/29/2004 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
12/09/2003 - 10/06/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/18/2002 - 12/01/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/15/2002 - 11/19/2002
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 08/15/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2004
Series 3 - National Commodity Futures Examination
BC
Issued 01/06/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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