Unclaimed
Cecil Ross has been providing financial advice for over 30 years and has a wealth of experience in the industry. Cecil has a proven track record of success in helping clients achieve their financial goals. Cecil is a registered representative with International Assets Investment Management, LLC and holds the Series 66, Series 65, Series 63, Series 10, Series 9, SIE and Series 7 licenses. Cecil is also a licensed insurance agent and holds a Commercial & Personal insurance agency. Cecil is committed to providing his clients with personalized financial advice and guidance. Cecil believes in building long-term relationships with his clients and is dedicated to helping them achieve their financial goals. Cecil is a member of the Financial Industry Regulatory Authority (FINRA) and is committed to upholding the highest ethical standards. Cecil currently works in the San Angelo, TX office of International Assets Investment Management, LLC and has a branch office in Orlando, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/16/2019 - Present
International Assets Investment Management, LLC (SAN ANGELO TX)
TX
09/30/2014 - 12/24/2019
LPL FINANCIAL LLC (SAN ANGELO TX)
TX
08/30/2004 - 10/01/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (SAN ANGELO TX)
MO
01/24/1997 - 08/31/2004
EDWARD JONES (ST. LOUIS MO)
NY
11/14/1995 - 02/07/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
12/23/1993 - 11/13/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 07/24/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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