Unclaimed
Cecelia Khor Wong is a registered representative with DFA Securities LLC. Cecelia has been in the industry since February 20, 2020, and holds the Series 7TO, SIE and Series 24 licenses. Cecelia is based in the Austin, TX office of DFA Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/21/2020 - Present
DFA Securities LLC (AUSTIN TX)
BC
Issued 06/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 02/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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