Unclaimed
Catina Hampton is a financial advisor with over 16 years of experience in the industry. Catina is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and holds Series 6, Series 63, Series 99TO and SIE licenses. Catina is based in Durham, NC and is registered in North Carolina and South Carolina. Prior to joining Tiaa-Cref Individual & Institutional Services, LLC, Catina worked at PFPC Distributors, Inc. in Portland, ME.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
12/04/2006 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Durham NC)
ME
03/31/2004 - 07/07/2004
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
BC
Issued 01/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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