Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catina? Claim Your ProfileCatina Lashay Risper is a financial advisor currently working for Hornor, Townsend & Kent, LLC. Catina has been in the financial services industry since 1997. Catina has experience working at several firms including UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Everen Securities, Inc. Catina's current firm, Hornor, Townsend & Kent, LLC, is a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
TX
03/17/2010 - Present
Hornor, Townsend & Kent, LLC (Katy TX)
TX
07/18/2003 - 07/24/2007
H&R BLOCK FINANCIAL ADVISORS, INC. (HOUSTON TX)
NJ
08/24/1999 - 07/11/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/19/1997 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
05/20/1997 - 11/04/1997
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 03/12/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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