Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Yance is an investment advisor representative at Fidelity Personal And Workplace Advisors. Cathy has been in the industry for 20 years and has experience working with high-net-worth individuals, corporations, and charitable organizations. Cathy is registered in 53 states and the District of Columbia. Cathy specializes in providing financial planning, portfolio management, and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
12/18/2019 - Present
Fidelity Personal AND Workplace Advisors (STAMFORD CT)
NY
01/08/2018 - 07/20/2018
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
CT
08/08/2005 - 11/06/2006
BENGAL PARTNERS LLC (WATERSIDE-STAMFORD CT)
CT
08/21/2000 - 11/06/2003
VCROSS CAPITAL MARKETS LLC (GREENWICH CT)
NY
03/07/2000 - 08/18/2000
DABBAH SECURITIES CORP. (NEW YORK NY)
NY
09/28/1995 - 12/12/1997
SECURITY CAPITAL TRADING, INC. (NEW YORK NY)
NY
01/03/1995 - 03/17/1995
SBC CAPITAL MARKETS, INC. (NEW YORK NY)
NY
10/01/1993 - 01/03/1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
MA
08/20/1993 - 10/01/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NA
03/21/1991 - 07/07/1993
CRT GOVERNMENT SECURITIES, LTD.
CT
06/13/1989 - 11/05/1990
FAIRFIELD RESEARCH SECURITIES CORPORATION (NEW CANAAN CT)
CT
06/23/1987 - 06/20/1989
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
IA
Issued 11/11/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2018
Series 3 - National Commodity Futures Examination
BC
Issued 01/08/2018
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Cathy Yance is the right advisor for you? Invested Better is here to help.
