Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Wheeler Fountain is a registered investment advisor representative with Synovus Securities, Inc., and has been in the industry since August 1, 2000. Cathy is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to conduct business in Alabama, Florida, Georgia, Kentucky, Michigan, Minnesota, North Carolina, and South Carolina. Cathy also previously worked for SunTrust Investment Services, Inc. and currently holds the Series 7, Series 63, and Series 65 licenses. She is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Cathy specializes in retirement planning, financial planning, investment management, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
07/13/2018 - Present
Synovus Securities, Inc. (MACON GA)
GA
08/02/2000 - 06/19/2018
SUNTRUST INVESTMENT SERVICES, INC. (MACON GA)
IA
Issued 07/31/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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