Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Webster Pinard has been in the financial services industry since February 24, 2001. Currently, Cathy is a Registered Representative for Cambridge Investment Research Advisors, Inc. located in Vernon, Connecticut. Cathy has been a Registered Representative since November 24, 2015. Cathy has also held positions at National Planning Corporation, AIG Financial Advisors, Inc., SunAmerica Securities, Inc., and InterSecurities, Inc. Cathy is registered in Connecticut, Florida, Massachusetts, Montana, and Pennsylvania. Cathy holds the Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
11/24/2015 - Present
Cambridge Investment Research Advisors, Inc. (Vernon CT)
CT
01/03/2006 - 11/17/2015
NATIONAL PLANNING CORPORATION (SOUTH WINDSOR CT)
CT
10/31/2005 - 12/31/2005
AIG FINANCIAL ADVISORS, INC. (ELLINGTON CT)
AZ
12/11/2001 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
FL
02/22/2001 - 12/12/2001
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BOTH
Issued 12/16/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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