Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Tran is a financial advisor who is registered with the Securities Industry Essentials Examination (SIE) and has held a Series 7 and Series 63 license since 2014. She works for Bessemer Investor Services, Inc. based in Washington D.C. Cathy is registered in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
05/06/2014 - Present
Bessemer Investor Services, Inc. (WASHINGTON D.C. DC)
BC
Issued 07/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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