Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Sorensen Holmes is a financial advisor who has been in the industry since August 1992. Cathy is currently registered with Cetera Investment Services LLC. Prior to that, Cathy was registered with WELLS FARGO CLEARING SERVICES, LLC, IBERIA CAPITAL PARTNERS L.L.C., 1ST BRIDGEHOUSE SECURITIES, LLC, INTERCAM SECURITIES, INC., STANCHART SECURITIES INTERNATIONAL, INC., LAFFER ADVISORS INCORPORATED, COUNTRYWIDE INVESTMENT SERVICES, INC., and HIBERNIA INVESTMENTS, L.L.C. Cathy holds the Series 7, 24, 27, 63, 79, 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
03/14/2023 - Present
Cetera Investment Services LLC (BIRMINGHAM AL)
MO
05/06/2021 - 02/28/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
LA
10/22/2015 - 10/29/2020
IBERIA CAPITAL PARTNERS L.L.C. (NEW ORLEANS LA)
FL
03/15/2006 - 12/31/2014
1ST BRIDGEHOUSE SECURITIES, LLC (MIAMI FL)
FL
12/15/2008 - 02/11/2009
INTERCAM SECURITIES, INC. (MIAMI FL)
FL
11/13/2008 - 01/05/2009
STANCHART SECURITIES INTERNATIONAL, INC. (MIAMI FL)
NY
11/09/2007 - 11/13/2008
LAFFER ADVISORS INCORPORATED (NEW YORK NY)
AZ
01/11/2007 - 09/02/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)
LA
05/25/1988 - 04/14/2004
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
BC
Issued 10/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 05/23/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/20/2022
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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