Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Yamashita is a financial advisor with Cantor Fitzgerald & Co.. Cathy has been in the industry since 2009 and has experience working at other firms such as Deutsche Bank Securities Inc., Banc of America Securities LLC, SG Americas Securities, LLC, and SG Cowen & Co., LLC. Cathy has licenses to provide financial advice in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/22/2021 - Present
Cantor Fitzgerald & Co. (SUMMIT NJ)
NY
06/17/2008 - 04/04/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/27/2005 - 06/18/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/06/2004 - 01/21/2005
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
06/05/2001 - 07/30/2004
SG COWEN & CO., LLC (NEW YORK NY)
BC
Issued 01/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/29/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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