Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Renee Keen is a financial advisor with UMB Financial Services, Inc. Cathy is based in Salt Lake City, Utah, and has over 13 years of experience in the financial services industry. Cathy is licensed to offer investment advice in Utah. Cathy is registered with FINRA and the State of Utah. Cathy is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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UT
05/22/2024 - Present
UMB Financial Services, Inc. (Salt Lake City UT)
UT
09/06/2014 - 02/13/2024
WELLS FARGO CLEARING SERVICES, LLC (OGDEN UT)
BOTH
Issued 11/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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