Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Nolan is a financial advisor with over 12 years of experience in the financial services industry. Cathy is currently registered with Valic Financial Advisors, Inc. and has previously worked with Principal Funds Distributor, Inc., Lincoln Financial Advisors Corporation, Ivy Distributors, Inc., Waddell & Reed, and J.P. Morgan Institutional Investments Inc.. Cathy holds the Series 6, 7, 24, 26, and 63 licenses as well as the SIE exam. Cathy provides financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/05/2024 - Present
Valic Financial Advisors, Inc. (HOUSTON TX)
IA
08/25/2022 - 03/27/2024
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IN
02/20/2019 - 08/19/2022
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
KS
05/17/2016 - 08/07/2018
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
07/21/2014 - 08/07/2018
WADDELL & REED (OVERLAND PARK KS)
KS
09/08/2011 - 07/14/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
BC
Issued 10/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/24/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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