Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Nghi Truong is a financial advisor with Ameriprise Financial Services, LLC. Cathy has been in the financial services industry since 2004 and has held previous positions with CUSO FINANCIAL SERVICES, L.P., ALTEGRIS INVESTMENTS, LLC and LPL FINANCIAL LLC. Cathy is registered with FINRA and holds Series 6, 7, 63 and SIE licenses. Cathy is also a registered representative in California. Ameriprise Financial Services, LLC offers a range of financial products and services to individuals, families, businesses, and institutions. These products and services include investment management, retirement planning, insurance, and financial planning. Ameriprise Financial Services, LLC is a leading provider of financial advice and services in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/02/2021 - Present
Ameriprise Financial Services, LLC (San Diego CA)
CA
11/10/2020 - 08/02/2021
CUSO FINANCIAL SERVICES, L.P. (San Diego CA)
CA
05/12/2015 - 11/07/2019
ALTEGRIS INVESTMENTS, LLC (LA JOLLA CA)
CA
03/01/2004 - 05/05/2015
LPL FINANCIAL LLC (SAN DIEGO CA)
BC
Issued 10/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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