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Cathy Lynn Thomas

Triangle Wealth Management

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About Cathy Lynn Thomas

Cathy Lynn Thomas is an investment advisor representative registered with Triangle Wealth Management. Cathy Lynn Thomas is a registered investment advisor representative in North Carolina and has been active in the industry for over 20 years. Cathy Lynn Thomas has experience working with corporations, charitable organizations and high-net-worth individuals. Triangle Wealth Management is a registered investment advisor with the SEC and is headquartered in Raleigh, North Carolina. Triangle Wealth Management primarily provides financial planning and portfolio management services to individuals and businesses.

Firm Information

Cathy Thomas is currently registered with Triangle Wealth Management. Triangle Wealth Management is an investment advisor headquartered in Raleigh, NC. The firm manages approximately $1 billion to $10 billion in assets and primarily serves high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and charitable organizations. They offer portfolio management services for individuals and businesses, as well as educational seminars.
Triangle Wealth Management

1301 ANNAPOLIS DRIVE

RALEIGH, NC 27608

$1.11B

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cathy Thomas’s Registration & Firm History

NC

06/17/2009 - Present

Triangle Wealth Management (RALEIGH NC)

NC

08/02/2000 - 12/14/2018

TRIANGLE SECURITIES, LLC (RALEIGH NC)

MO

10/01/1999 - 09/22/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

04/08/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 08/03/2005

Series 66 - Uniform Combined State Law Examination

IA

Issued 12/11/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/12/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Cathy Lynn Thomas. Review regulatory record here.
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