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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Fitzpatrick is a financial advisor with Cetera Investment Advisers LLC, a firm with over 100 billion dollars in regulatory assets under management. Cathy has been in the financial industry since 1984 and has a wide range of experience in providing financial planning and investment management services. Cathy holds multiple securities licenses including Series 7, 6, 22, 63, and SIE. She has held the Certified Financial Planner designation since 1990. Cathy is also involved in the community and is a member of the Advisory Board for the WISE charity and Girl Scouts of Orange County. Cathy is registered to provide financial advice in Arizona, California, Colorado, Connecticut, Idaho, Maryland, Massachusetts, Ohio, Pennsylvania, South Carolina, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
12/10/1990 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
05/04/1989 - 06/13/1990
IRM DISTRIBUTORS, INC. (CARPINTERIA CA)
NA
06/19/1984 - 11/10/1988
CIGNA SECURITIES, INC.
NA
05/27/1983 - 06/05/1984
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 09/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/26/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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