Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Fitzpatrick is a financial advisor with over 39 years of experience in the industry. Cathy has a strong background in the financial services industry. Cathy currently works for Cetera Investment Advisers LLC and is registered with FINRA and the state of California. Previously, Cathy worked for Securian Financial Services, Inc. Cathy has a broad base of experience and focuses on providing personalized financial advice to individuals, families, and businesses. She is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
12/10/1990 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
05/04/1989 - 06/13/1990
IRM DISTRIBUTORS, INC. (CARPINTERIA CA)
NA
06/19/1984 - 11/10/1988
CIGNA SECURITIES, INC.
NA
05/27/1983 - 06/05/1984
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 9/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 9/10/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 5/26/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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