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Cathy Lynn Ellico

Nylife Securities LLC

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About Cathy Lynn Ellico

Cathy Lynn Ellico is a financial professional with Nylife Securities LLC. Cathy Ellico is registered with FINRA and holds the Series 63, Series 6TO, and SIE licenses. Cathy Lynn Ellico is licensed in Virginia and California. Cathy Lynn Ellico has been in the industry since June 21, 2022.

Firm Information

Cathy Ellico is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cathy Ellico’s Registration & Firm History

VA

06/22/2022 - Present

Nylife Securities LLC (VIENNA VA)

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Licenses & Designations

BC

Issued 07/19/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/24/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cathy Lynn Ellico.
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