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Cathy L Cristman

Lifemark Securities Corp.

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About Cathy L Cristman

Cathy Cristman is a financial advisor with Lifemark Securities Corp. Cathy has been in the financial services industry since 2010 and holds a variety of licenses and certifications, including the Series 6, 7, 63, and 65 exams. Cathy has been a registered representative of Cadaret, Grant & Co., Inc. and M. Griffith Investment Services, Inc. prior to joining Lifemark Securities Corp. Cathy specializes in financial planning and portfolio management for individuals. Cathy has worked in the Little Falls, NY area for many years.

Firm Information

Cathy Cristman is currently registered with Lifemark Securities Corp.. Lifemark Securities Corp. is a registered investment advisor headquartered in Rochester, NY. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. They have 86 licensed agents, investment advisor representatives, and registered representatives who manage $246,107,839 in assets for 1,231 accounts. They are registered with the SEC and in all 50 states.
Lifemark Securities Corp.

400 WEST METRO PARK

ROCHESTER, NY 14623

$246.11M

Assets Under Management

780

Total Clients

135

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cathy Cristman’s Registration & Firm History

NY

05/06/2021 - Present

Lifemark Securities Corp. (Little Falls NY)

NY

11/30/2017 - 05/03/2021

CADARET, GRANT & CO., INC. (LITTLE FALLS NY)

NY

06/11/2014 - 11/30/2017

M. GRIFFITH INVESTMENT SERVICES, INC. (NEW HARTFORD NY)

NY

04/09/2010 - 03/28/2014

M&T SECURITIES, INC. (LITTLE FALLS NY)

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Licenses & Designations

IA

Issued 08/06/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/20/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2015

Series 7 - General Securities Representative Examination

BC

Issued 04/08/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Cathy L Cristman. Review regulatory record here.
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