Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Jean Hoffner is a financial advisor with over 30 years of experience in the industry. Cathy has worked with Raymond James Financial Services, Inc. since 1993 and is registered to sell securities in 10 states. Cathy's primary office is located in St. Louis, Missouri. Cathy holds several securities licenses including Series 6, 7, 63 and SIE. Cathy also holds the Series 6TO license which enables her to sell investment company products and variable contracts. Prior to Raymond James Financial Services, Inc., Cathy worked at FN Investment Center in Sacramento, California from 1988 until 1991.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
10/15/1993 - Present
Raymond James Financial Services, Inc. (ST. LOUIS MO)
CA
04/18/1988 - 02/11/1991
FN INVESTMENT CENTER (SACRAMENTO CA)
BC
Issued 01/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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