Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Turberville is a financial advisor who has been in the industry since 1998. Cathy is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2012. Cathy is also registered as an investment advisor representative. Previously, Cathy was registered with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Cathy has a wide range of experience in the financial services industry, including securities, investment advisory, and insurance. Cathy holds a variety of licenses and certifications, including Series 7, 9, 10, 63, 66, SIE, and 99TO. Cathy also holds a variety of designations, including Certified Financial Planner (CFP®). Cathy's areas of expertise include retirement planning, investment management, and financial planning. Cathy is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/06/2019 - Present
Wells Fargo Clearing Services, LLC (SAVANNAH GA)
GA
06/01/2009 - 04/27/2010
MORGAN STANLEY SMITH BARNEY (SAVANNAH GA)
GA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAVANNAH GA)
GA
02/03/1997 - 04/02/2007
MORGAN STANLEY DW INC. (SAVANNAH GA)
BOTH
Issued 01/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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