Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Harris Parrott has been in the financial industry since 1988. Cathy is currently registered with Capital Management Of The Carolinas, LLC in Charlotte, NC. She has been working with Capital Management Of The Carolinas, LLC since 2016. Previously, Cathy was with MML Investors Services, LLC in Winston-Salem, NC. Cathy is a registered representative and investment advisor representative. She holds Series 3, 7, 24, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/11/2016 - Present
Capital Management OF THE Carolinas, LLC (CHARLOTTE NC)
NC
01/10/2005 - 12/31/2015
MML INVESTORS SERVICES, LLC (WINSTON-SALEM NC)
NC
02/04/1996 - 01/26/2005
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
NC
06/03/1994 - 01/25/1996
THE STRATEGIC ALLIANCE CORPORATION (ALBEMARLE NC)
IA
11/12/1992 - 01/21/1994
CAPITAL MANAGEMENT PARTNERS, INC. (FAIRFIELD IA)
NC
04/24/1985 - 07/05/1990
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
IA
Issued 12/04/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1981
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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