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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Diane Shattuck is a financial advisor with Morgan Stanley. Cathy has over 35 years of experience in the financial services industry. Cathy is registered to provide investment advisory services in California and Washington. Cathy is also registered to provide securities-related services in 21 states. Prior to joining Morgan Stanley, Cathy worked as a financial advisor for RBC Capital Markets, LLC and Citigroup Global Markets Inc. Cathy specializes in providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/20/2024 - Present
Morgan Stanley (La Quinta CA)
WA
04/11/2003 - 03/01/2024
RBC CAPITAL MARKETS, LLC (BAINBRIDGE ISLAND WA)
NY
05/20/1994 - 04/25/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/19/1988 - 05/12/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/30/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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