Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Chiang Agle is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Cathy has been in the financial industry since 2004. Cathy has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2015. Cathy holds Series 63, 65, 7 and SIE licenses. Cathy is registered to provide investment advice in multiple states, including New York, Texas and others. Cathy has also held previous positions with Bank of America Securities, Inc. and Citigroup Global Markets Inc. Cathy has a strong track record of providing investment advice to individuals, corporations and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
05/10/2019 - 04/15/2024
BOFA SECURITIES, INC. (NEW YORK NY)
NY
09/24/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/24/2004 - 06/17/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 05/08/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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