Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Buettner is a financial advisor with Wells Fargo Advisors Financial Network, LLC in ST. LOUIS, MO. Cathy has been in the industry for over 10 years and holds several licenses and certifications, including the Series 7, 63, 66, 9, 10, and SIE. Cathy is also registered as an Investment Advisor Representative in Missouri. In her previous role, Cathy was a financial advisor with First Clearing, LLC. Cathy specializes in working with individuals, families, and businesses. Cathy's experience and expertise make her a valuable resource for clients looking for financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/20/2023 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
06/30/2017 - 03/27/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
08/08/2012 - 01/03/2013
FIRST CLEARING, LLC (ST. LOUIS MO)
BOTH
Issued 11/09/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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