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Cathy Anne Lubner

Hightower Securities, LLC

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About Cathy Anne Lubner

Cathy Lubner is a financial advisor affiliated with Hightower Securities, LLC. Cathy's registration with FINRA began on 05/23/2017. Cathy has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Prior to this, Cathy was registered with RDM Investment Services, LLC from 07/27/2012 to 08/07/2017.

Firm Information

Cathy Lubner is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cathy Lubner’s Registration & Firm History

CT

05/23/2017 - Present

Hightower Securities, LLC (Westport CT)

CT

07/27/2012 - 08/07/2017

RDM INVESTMENT SERVICES, LLC (WESTPORT CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cathy Anne Lubner.
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