Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Desjardins is a financial advisor with UBS Asset Management (americas) LLC, based in Denver, Colorado. Cathy has been in the industry since 1993. Cathy is registered with the state of Colorado and several other states. Cathy holds a Series 65, Series 63, Series 24, Series 53, and Series 7. Cathy specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Investment Companies, and Portfolio Management for Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CO
08/13/2009 - Present
UBS Asset Management (americas) LLC (DENVER CO)
MA
04/02/1999 - 10/02/2002
SELIGMAN ADVISORS, INC. (BOSTON MA)
NJ
08/12/1997 - 08/04/1998
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
MI
10/28/1996 - 07/21/1997
EQUITAS AMERICA, LLC (FARMINGTON HILLS MI)
FL
08/18/1992 - 12/31/1992
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
MI
12/22/1987 - 09/27/1990
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
NA
03/25/1987 - 10/27/1987
MANUFACTURERS HANOVER SECURITIES CORPORATION
IA
Issued 02/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/02/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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