Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Ann Wagner is a financial advisor with over 40 years of experience in the financial services industry. Cathy is registered with Osaic Wealth, Inc. and Cathy A. Wagner, CFP, RIA. Cathy has a strong track record of success in helping clients achieve their financial goals. Cathy is committed to providing her clients with personalized financial advice and guidance. Cathy specializes in financial planning, investment management, and insurance. Cathy is also a Certified Financial Planner. Cathy is dedicated to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/03/2023 - Present
Osaic Wealth, Inc. (PALM HARBOR FL)
FL
04/30/1993 - 11/03/2023
FSC SECURITIES CORPORATION (PALM HARBOR FL)
NA
04/19/1991 - 05/17/1993
MARKET SECURITIES CORPORATION
OH
10/23/1991 - 05/10/1993
PEBSCO SECURITIES CORP. (COLUMBUS OH)
NC
11/06/1986 - 06/10/1991
HDA SERVICE CORPORATION (LITTLE SWITZERLAND NC)
NA
08/16/1982 - 11/10/1986
FSC SECURITIES CORPORATION
NA
01/21/1982 - 10/08/1982
INVESTMENT MANAGEMENT & RESEARCH, INC
NA
08/19/1980 - 01/21/1982
NIES FINANCIAL CORPORATION
BC
Issued 08/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1981
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/28/1981
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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