Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathy? Claim Your ProfileCathy Elia is a financial advisor registered with Osaic Wealth, Inc., in Rochester, New York. Cathy Elia has been a registered representative in the securities industry for 27 years and has a wide range of experience serving individuals, families, and businesses. Cathy Elia has held licenses and registrations with several other firms throughout her career, including Securities America, Inc. and Invest Financial Corporation. Cathy Elia is a well-respected financial advisor in the Rochester area, and is known for her commitment to providing her clients with personalized service and comprehensive financial planning solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (ROCHESTER NY)
NY
12/01/2017 - 06/14/2024
SECURITIES AMERICA, INC. (ROCHESTER NY)
NY
06/23/2011 - 12/04/2017
INVEST FINANCIAL CORPORATION (ROCHESTER NY)
NY
01/21/2003 - 06/23/2011
ENSEMBLE FINANCIAL SERVICES, INC. (PITTSFORD NY)
NY
03/14/2001 - 02/14/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
02/12/1998 - 02/22/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/24/1997 - 10/14/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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