Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathryn? Claim Your ProfileCathryn M. Legault is a financial professional with over 15 years of experience in the financial services industry. Cathryn is currently registered with Empower Financial Services, Inc. in Greenwood Village, CO. Cathryn previously held positions with Putnam Retail Management Limited Partnership in Boston, MA and Andover, MA. Cathryn holds Series 7, Series 63, Series 6TO, Series 26 and SIE licenses and is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2015 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
MA
09/15/2008 - 01/02/2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MA
02/19/2007 - 04/21/2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
BC
Issued 05/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Cathryn Legault is the right advisor for you? Invested Better is here to help.
